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Private (Non-SEC Registered) Offerings

Hospitality Investors: $3,100,000 offering for destination event facility. 

State Pension Fund: numerous $50,000,000 to $200,000,000 investments in private equity, bond and real estate funds.

Equity sponsor: placement of securities comprising fractional interests in real estate under IRC 1031.

Water Utility: $15,000,000 5.99% First Mortgage Bonds due 2036.

Telecommunications Provider: Convertible Preferred Stock.

Insurance Company:  $12,000,000 7.41% Series Cumulative Preferred Stock.