Before the Bell Breakfast Forum: Securities Industry Update
September 19, 2013
Townsend Hotel (Birmingham)
Area investment advisors, registered representatives, and trust officers are invited to join Miller Canfield and Linda Cena + Jason Craft from the State of Michigan. Discussions include:
- Examination sweep results and best practices derived from the sweep
- IA switch firms' most common violations
- What's new legislatively in the securities industry
Time:
7:15 AM - 8:30 AM
Location:
The Townsend Hotel
Birmingham, MI
Cost:
There is no cost to attend; space is limited to registered representatives, investment advisors and trust officers; advance reservations required.
Questions:
Sandy Bera 248.267.3345