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Webinar: The SEC Is Coming, Are You Ready? How To Handle A Regulatory Examination or injury

April 25, 2012
Webinar (Meeting details are included with RSVP confirmation)

1:00 - 2:00 PM (EST)

In this practical and to the point program for investment advisers, broker dealers, and compliance professionals, discussions will include what to expect and how to respond when the SEC, FINRA, or state regulators come knocking on your door.

The following topics will be covered:

Questions? Email Sandy Bera or call 248.267.3345